WebbSuspect that SEC focus will likely be on advertising investment performance in particular... touting non-representative returns was the reason for… Michael Kitces op LinkedIn: … WebbCEO Growth Consultant to Financial Advisors Sales and Marketing Expert Goal seeker Apr 2024 - Present3 years 1 month Philadelphia, …
Shauna Mace, CHPC™️ - Managing Director, Head of …
Webb3 feb. 2024 · But now, the SEC has announced a new marketing rule – it’s first substantive refresh in nearly 60 years – which will, for the first time, allow financial advisors to … Webb31 mars 2024 · No. It’s a brokerage app.”. Robinhood filed a lawsuit in April 2024 to overturn Massachusetts’ fiduciary rule, arguing that Secretary of State William Galvin, … matthan wilson
XYPN’s Michael Kitces Responds to SEC Reg BI Ruling
The Marketing Rule also requires performance results to be presented consistently over 1-, 5-, and 10-year time periods (or the time period the portfolio has existed, if shorter than a particular prescribed period) preventing advisers from cherry-picking time periods that would make their returns appear more favorable. Visa mer Before the ‘new’ Marketing Rule’s adoption in 2024, the current “Investment Adviser Marketing” rule (Rule 206(4)-1) was previously … Visa mer With the foundational definition of advertisement and the seven general prohibitions that apply to all investment adviser advertising … Visa mer To reflect the new performance advertising definitions and conditions, the SEC’s Recordkeeping Rulehas been revised in lockstep. In short, investment advisers must make and keep … Visa mer If an investment adviser has not recently filed an amendment to its Form ADV through the Investment Adviser Registration Depository (IARD), it may not have noticed that Item … Visa mer Webb2 feb. 2024 · Advisors can help delivers value to their clients by planning and aiding with the title the assets (when appropriate) toward take advantage of the basis step-up. Webb“advertisement” that is subject to the Rule. 4 See Advisers Act Section 202(a)(29). We note that the text of the Rule and the SEC’s Adopting Release appear to mistakenly … herb stuffed pork loin roast recipe